Description:
Are you an experienced Compliance Officer looking for your next exciting opportunity? This is a permanent, full-time opportunity to support Findex's Funds Management and Platform services via Centric Capital.
The Compliance Officer is to support the Senior Compliance Manager in the strategic & operational direction of the compliance function, assisting with the establishment and ongoing maintenance of the compliance framework in line with regulatory requirements is a key objective for this role.
What will your typical week look like?
- Transaction and compliance monitoring
- Assistance with incidents, breaches and complaints
- Managing audits and conducting risk assessments
- Responding to AML/CTF questions and escalations from the Client Services team and external administrator
More about the perks
- Work in a dynamic environment, making a difference for the business across many critical business functions
- Be at the forefront of development and implementation of whole of business frameworks and processes
- Dynamic work environment - supporting employees to work from home and office
- EAP access supporting a healthy work-life balance
Let's talk about you
The successful candidate will possess the following skills, experience and attributes:
- Compliance, legal or industry qualifications
- Proven experience in a similar compliance role relating to managed investment schemes, IDPS platforms and/or superannuation
- Knowledge of the Corporations Act and/or ASIC & APRA regulatory guidance as it relates to managed investment schemes, managed accounts, IDPS platforms and/or superannuation is required
- Knowledge of AM/CTF requirements, updating compliance policies and compliance plans, reviewing marketing material, compliance monitoring and/or implementing regulatory changes is highly regarded
About Findex #writeyournextchapter
With a passion for well-being Findex adopt a dynamic working environment and empower our people to operate from wherever they find themselves most engaged, productive, and collaborative, while leveraging a flexible blend of remote and in-office work.
At Findex we are passionate about what we do and how we do it. Are you a big and bold thinker? Do you like to make meaningful change? Are you motivated by working in a business that puts clients first and embraces teamwork? Do you want to be part of a team that moves together, operates in a high trust environment and celebrates success? Do you take pride in delivering quality work, being accountable and maintaining high standards?
If this sounds like you, we look forward to meeting you. Apply now!
PLEASE NOTE:
Only candidates with valid working rights within Australia/New Zealand (in which this position is based) will be considered.
Findex is an equal opportunity employer. We value diversity and are committed to creating an inclusive environment for all employees and encourage applications from candidates with a variety of strengths, backgrounds and experiences.
Note for Recruitment Agencies:
This role is being managed by Findex Talent Acquisition and we will not accept unsolicited resumes/applications from Recruitment Agencies.