Description:
The Company
A leading firm with a national presence, who are heavily backed by an international bank, this business has been a leader in their sector and offer tailored advice, investment solutions and corporate advisory to a wide range of clients.
The Role
Reporting directly to the Senior Manager, this role will have responsibilities including, but not limited to:
· Development and drafting of policies and procedures
· Review and maintenance of control testing programs
· Regular review of trading behaviours, managing compliance with rules and regulations
· Register management for breaches, complaints and regulatory conduct
· AML maintenance across the business.
Your Profile
The successful candidate will demonstrate:
· A good understanding of the regulatory environment within the financial services sector, able to speak about relevant changes in legislation and regulation.
· An understanding and interest in financial markets, assets, or funds management.
· Relevant University degree with compliance experience within financial services.
· Strong analytical, written, and verbal communication skills.
Apply Today
Please send your resume by clicking on the apply button. Your application will be assessed within 3 working days. Please note only shortlisted candidates will be contacted.
Learn more about our Sydney recruitment services: https://www.roberthalf.com.au/recruitment-agency-sydney
By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com/au/en/privacy. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.